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As the former Corporate Counsel for a publicly-traded company, Sharon Conway has handled a
wide variety of SEC filings and compliance matters, such as quarterly and annual reports, proxy
materials, registration of securities for trading on a stock exchange, restricted stock matters,
insider reports, S-8 registration statements, and employee stock option plans. Ms. Conway’s
experience with the securities laws can assist your public company with its securities
compliance. Regarding privately-held companies, some private corporation executives and
owners are not aware that SEC and state securities rules and regulations may affect them even
though their stock is not publicly-traded. Ms. Conway can assist private companies with
ensuring that they remain exempted from registering their securities with the SEC or that they are
otherwise in compliance with applicable federal and state securities laws and regulations.
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